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Home / December 2018 / Archives for 12/10/2018
Man confused over financial advisers responses

Financial advice firm refuses to declare that it gave advice over SIPP

12/10/2018

Lighthouse Advisory Services – a principal IFA that has operated with several Appointed Representatives, has been told to pay compensation to a client by the Financial Ombudsman, because it refused to sign paperwork declaring that it gave financial advice. In a recently published financial ombudsman case, Mr B was given advise to transfer his two … Continued

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