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Apollo Pension & Investment Advisers asked to pay compensation to three clients over ‘unsuitable’ SIPP advice after Green Oil Plantations investments

01/25/2017

One such case involved the pension transfer of a man with degenerative neurological conditions, who later died. Regulated IFA, Apollo Pension & Investment Advisers has been asked by the Financial Ombudsman to pay out compensation regarding 3 cases where the FOS adjudicator decided that their pension advice was unsuitable. In each of the 3 Ombudsman … Continued

Single IFA faces FCA restrictions after no less than 14 upheld Ombudsman complaints regarding high-risk investments into SIPPs

01/18/2017

Kingswood Financial Advisors, a Mid Glamorgan based financial advice firm has had restrictions imposed by the Financial Conduct Authority that mean it can no longer transfer people’s pensions into SIPPs with Non-Standard Investments. The FCA notes say that the firm must not “carry out any regulated activities in relation pension switches and/or pension transfers to … Continued

Carbon Credits Investment

High Court bans 3 directors of Carbon Credits Scheme

12/20/2016

A total of 44 years worth of ban has been handed to the three former directors of Worldwide Commodity Partners Limited – a Carbon Credits investment scheme that was wound up back in may 2014. The Official Receiver of the Public Interest Unit decided that Lee John Thompson, Andrew Micheal Spiteri and Stephen Michael Leary … Continued