Think you might have been mis-sold?

Search below for investments, advisors, articles, and more… and then hit enter

01204 205 061
Home / Ombudsman

Mis-sold Investment: Rock Capital Group City Park Fund considered unsuitable for Mr P

05/30/2017

The Financial Ombudsman Service upheld the complaint against Greystone Financial Services Limited about the investment made through a SIPP As detailed in FOS decision DRN1107272, the Rock City Fund which had purchased large office space in a business park in Glasgow using significant amounts of borrowing and investor capital, got into trouble in 2011 before … Continued

Single IFA faces FCA restrictions after no less than 14 upheld Ombudsman complaints regarding high-risk investments into SIPPs

01/18/2017

Kingswood Financial Advisors, a Mid Glamorgan based financial advice firm has had restrictions imposed by the Financial Conduct Authority that mean it can no longer transfer people’s pensions into SIPPs with Non-Standard Investments. The FCA notes say that the firm must not “carry out any regulated activities in relation pension switches and/or pension transfers to … Continued

Share This Page