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1000 claims against SIPP providers

Financial Ombudsman receives 1,000 complaints against SIPP providers


For some time now, many people have wished to make claims against their SIPP provider because of supposed due diligence and responsibility failings that allowed unsuitable high-risk investments to take place. But such claims have been effectively put on hold for years while the responsibilities of SIPP providers has been debated. A huge part of … Continued

FCA letter to SIPP providers labelled important

SIPP administration firms under FCA scrutiny over insolvency plans


SIPP administrators are being quizzed by the watchdogs and rule-makers at the Financial Conduct Authority (FCA) over the plans they have in place should they become insolvent, and over their general resilience. The Regulator wrote out to SIPP providers following a ‘Dear CEO‘ letter the previous week, to ask them questions about their professional indemnity … Continued

Are SIPP providers about to topple

4 SIPP providers fail FCA’s new rules on Capital Adequacy; what next?


Four regulated providers of Self-Invested Personal Pensions (SIPPs) have failed the Financial Conduct Authority’s new rules regarding Capital Adequacy, it has been revealed through a Freedom of Information request from New Model Adviser. The rules laid out by the financial services regulator, the FCA, became legitimate on 1 September 2016, and mean that those providers … Continued